A solution that is impossible to ignore

Investors

08

Investors

The visible damage sustained by corporations as a result of cyber breaches confirms what most of us already knew—the global cyber threat is real and is not going away. Our active hunt operations infrastructure provides organizations a unique set of solutions to defend themselves.

root9B Holdings Company Profile

The cyber threat has quickly risen to the top of the list of concerns for business leaders. The stakes are undeniable—reputation, privacy, valuation, and competitive advantage. The responsibility has shifted to the highest level executives, and every security decision will be scrutinized in the event of a cyber breach.

root9B protects critical commercial and government networks. Our tailored Manned Information Security approach, along with training and traditional cyber services, is changing the cyber warfare paradigm and propelling root9B to the forefront of the multi-billion cyber security professional services market.

For any Investor Relations inquires, please email investors@root9B.com  

Safe Harbor

As a matter of policy, the Company does not provide forecasts of future financial performance. However, the Company and its representatives may from time to time make written or verbal forward-looking statements, including statements contained in press announcements, reports to shareholders and filings with the Securities and Exchange Commission. All statements which address expectations about future operating performance and cash flows, future events and business developments, and future economic conditions are forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 (the Act does not apply to initial public offerings and companies that issue penny stock). This includes statements relating to business expansion plans, expectations about revenue and earnings growth, and general statements of optimism about the future. These statements are based on management’s then-current expectations and assumptions and are subject to a number of factors and uncertainties that could cause actual results to differ materially from those described in the forward-looking statements. The Company and its representatives do not assume any obligation to provide updated information or to update reasons why actual results would differ from those anticipated in such forward-looking statements.

Some of the factors that could affect the Company’s future performance include, but are not limited to, general business conditions, the demand for the Company’s services, competitive market pressures, the ability of the Company to attract and retain qualified personnel for regular consulting and project assignments, and the ability to attract and retain qualified corporate and branch personnel.

Investor Facts

What does root9B Holdings, Inc. ("RTNB") do?

We are the leading provider of Cybersecurity and Regulatory Risk Mitigation solutions. Our solutions portfolio addresses problem solving to immediate needs and long-term strategic planning.

root9B is a dynamic provider of cybersecurity and intelligence training; adversary pursuit and threat intelligence operations; and capability development desired by a diverse range of customers. Our personnel are recognized providers of cyber operations products and services. 

IPSA International assists clients in mitigating risks throughout the world, specializing in conducting high-end consulting and investigations, with expertise in services ranging from complex financial crime and intellectual property issues to risk assessments and comprehensive due diligence. 

Business Advisory Solutions delivers tangible results that improve productivity, mitigate risk and maximize profits in the areas of business and technology alignment, risk and compliance. 

What year was RTNB founded and when did the company become public?

We were incorporated on January 5, 2000 as Continuum Group C Inc. under the laws of the state of Nevada. We became a publicly traded company in November 2004. In 2011, we re-domiciled under the laws of the state of Delaware. The Company changed its name to root9B Technologies, Inc. in September 2014 and to root9B Holdings, Inc. in December 2016.

Where is RTNB’s corporate headquarters? 

Our corporate headquarters are located at 102 N. Cascade Avenue, Suite 220 Colorado Springs, CO 80903.

On what exchange do RTNB shares trade and under what ticker symbol?

Our common stock is listed on NASDAQ and trades under the ticker symbol RTNB.

How can I purchase RTNB common stock?

Our stock can be purchased or sold on the open market through any registered broker.

Has RTNB ever conducted a stock split or reverse stock split?

We conducted a one-for-fifteen reverse stock split, which became effective prior to the beginning of trading on December 5, 2016, at which time the Company’s common stock began trading on a split-adjusted basis.

How many shares does RTNB have outstanding?

Adjusted for our 1:15 reverse split on December 5, 2016, we have approximately 6.1 million shares outstanding. 

Does RTNB have a direct stock purchase or dividend reinvestment plan (“DRIP”)?

No, we do not sell shares directly to the public and do not offer a DRIP.

Does RTNB pay a dividend?

We have never declared or paid dividends on our common stock. We do not intend to declare or pay cash dividends on our common stock in the foreseeable future.

Whom should I contact regarding my stock certificate(s)?

If you hold shares through a broker please contact your broker. If you hold shares directly, please contact our transfer agent.

Who is RTNB’s transfer agent and how do I contact them?

Continental Stock Transfer & Trust Company 
17 Battery Place 
New York, New York 10004 
Phone: 212.509.4000 
Fax: 212.509.5150 
www.continentalstock.com 

Who is RTNB’s outside legal counsel?

DLA PiperLLP (US) 
Patrick O’Malley 
2525 E Camelback Rd 
Suite 1000 
Phoenix, AZ 85016

Who are RTNB’s independent accountants?

Cherry Bekaert LLP 
200 South 10th Street 
Suite 900 
Richmond, Virginia 23219

How can I contact investor relations?

For any investor relations inquiries, please email investors@root9bholdings.com, or contact our IR advisors at The Equity Group: 
Devin Sullivan, SVP 
Phone: 212.836.9608 
dsullivan@equityny.com 

Lena Cati, VP 
Phone: 212.836.9611 
lcati@equityny.com

Who should I contact to request an IR kit or to be added to RTNB’s email distribution list?

To request an IR kit, please fill out the information request form on the following page: https://root9bholdings.com/information-request.html.

For email alerts, please sign up on the following page: https://root9bholdings.com/email-alerts.html

How can I contact the Board of Directors?

Shareholders may communicate with the Board of Directors by sending a letter to: 
Board of Directors 
root9B Holdings, Inc. 
102 N. Cascade Ave, Suite 220 
Colorado Springs, CO 80903

When is RTNB’s fiscal year end?

Our fiscal year ends December 31st.

Where can I find RTNB’s latest financial reports and SEC filings?

For SEC filings, please visit: https://root9bholdings.com/sec-filings.html. Our filings also can be accessed directly on the Securities and Exchange Commission’s website at www.sec.gov.